Recent SEC Guidance Regarding Proxy Voting Encourages Asset Managers to Revisit Policies and Disclosures
September 16, 2020 - The SEC recently adopted amendments to proxy voting rules affecting how proxy advisory firms must conduct their business, which could have an impact on investment advisers.
The following client alert summarizes recent guidance from the SEC and provides suggestions on how investment advisers should consider and act on those recommendations and make updates to policies and procedures.
PDF of the Client Alert: Recent SEC Guidance Regarding Proxy Voting Encourages Asset Managers to Revisit Policies and Disclosures.
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