OCIE Examinations of Private Fund Advisers Highlight Deficiencies that Expose Investors to Undisclosed Risks
Related Practices
Clients rely on our corporate lawyers' business judgment, legal advice, market knowledge and analytical skills to identify legal and business issues and solve problems.
Our Corporate Governance lawyers advise public and private companies, private investment funds and partnerships on all aspects of corporate governance best practices, as well as compliance with federal and state laws and regulations and stock exchange requirements.
Our Investment Funds & Advisers Practice provides all-encompassing legal services to investors and sponsors in the alternative asset space. Our clients include investment advisers – registered and unregistered, domestic and international – and asset allocators of all sizes, ranging from high-net-worth individuals to asset management arms of large financial institutions.
Our White Collar & Regulatory Enforcement Practice represents corporate entities and individuals in investigations brought by a wide array of governmental agencies, as well as exchanges and self-regulatory organizations.
